HomeTemplates › ISO 27001 Certification Plan Template

ISO 27001 Certification Plan Template

A free ISO 27001 certification plan template laid out the way a certification body actually assesses you — ISMS scope, risk assessment and Statement of Applicability, control implementation, a period of genuine operation that generates records, then the internal audit and management review that must both be complete before Stage 2, and finally the two-stage audit itself. If you are also running a quality system, the ISO 9001 certification plan uses the same audit shape.

Preview of the iso 27001 certification plan template showing phases across a timeline

What's included

The certification audit is not one event. It is a documentation review, then a mandatory gap in which you fix what it found, then a full evidence audit — and the gap is the reason ISO 27001 plans cannot be squeezed at the end:

Stage 1 and Stage 2 are separated on purpose, and the gap between them is not slack. Stage 1 tests whether your ISMS documentation is capable of being certified; it almost always raises findings, and Stage 2 will not pass until they are closed. Book six to eight weeks between the two visits and plan real work into it. The other immovable is elapsed time: an auditor at Stage 2 samples records, and records only exist if the controls have been running. You cannot implement an access review in March and show a year of evidence in April.

How to customize it

  1. Book the certification body early and set the Stage 2 date first — everything before it is a countdown, not an estimate.
  2. Keep at least six weeks between Stage 1 and Stage 2 for corrective action; shortening it is the most common cause of a failed Stage 2.
  3. Expand the control implementation rows to one line per Annex A theme, or per control, once the Statement of Applicability is approved.
  4. Lengthen the operating phase if your risk treatment relies on controls with quarterly or annual cycles — you need at least one full cycle of evidence.
  5. Add rows for any scope exclusions you have to justify, since those are what Stage 1 will probe hardest.
  6. Add the year-one surveillance audit as a dated row so the ISMS is resourced past the certificate.

Scheduling tips

Frequently asked questions

How long does ISO 27001 certification take?

Commonly twelve to eighteen months from a standing start for an organisation with no existing ISMS. The template uses roughly fifteen months. The parts that resist compression are the operating period that generates records and the mandatory gap between Stage 1 and Stage 2.

What is the difference between Stage 1 and Stage 2?

Stage 1 is a documentation and readiness review — scope, policies, risk assessment, Statement of Applicability, internal audit and management review evidence. Stage 2 is the full audit of whether the ISMS actually operates. Stage 1 findings must be closed before Stage 2, which is why the template leaves a corrective action window between them.

Do I need an internal audit and management review before Stage 2?

Yes. Both are mandatory clauses of the standard and both are things the auditor will ask to see evidence of. The template puts them ahead of Stage 1 so the corrective actions they raise have time to be closed.

Is ISO 27001 the same as SOC 2?

No. ISO 27001 is an international standard you are certified against by an accredited body, on a three-year cycle with annual surveillance audits. SOC 2 is an AICPA attestation performed by a CPA firm against the Trust Services Criteria, and a Type II report covers a defined observation window rather than granting a certificate. Use the SOC 2 compliance timeline for that; the two plans overlap on controls but not on dates.

How does this differ from the ISO 9001 plan?

The audit mechanics are the same two-stage shape, but the content is different: ISO 9001 is a quality management system, this is an information security management system built on a risk assessment and a Statement of Applicability. See the ISO 9001 certification plan if you are certifying both.

Is the ISO 27001 template free?

Yes. Free Excel, PowerPoint and CSV downloads, and free online editing with no account and no watermark.

Plan it online — free

Open this template in the editor, drag the bars to fit your dates, and export to PDF, Excel or PowerPoint. No account, no watermark.

Open the free editor